Request for all records including all policies, directives, guidelines, orders, meeting minutes or similar records related to the cancellations of pension funds (the ‘cancellations project’) from 1 Ja

Request for all and any records related to the FSB’s pension funds cancellation project.

1. Requests for all records or parts of records including all policies, directives, guidelines, orders, meeting minutes or similar records related to the cancellations of pension funds (the ‘cancellations project’) from 1 January 2007 to date. Please include following records:

1 a. Records related to any internal investigations undertaken by the FSCA/FSB into the conduct of Liberty Corporate in relation to the FSB’s pension funds cancellation project between 2007 and 2014.
1 b. Record related to any sanction imposed by the FSCA/FSB on Liberty Corporate for any such conduct.
1 c. Any other reports of any investigations or parts of investigations conducted or procured by the FSCA/FSB or parties contracted by the FSCA/FSB/the registrar of pension funds into conduct of the overall cancellations project between 2007 and 2014.

2. Copies of any and all records, or part of records as follows related to any internal investigations undertaken or procured by the FSCA/FSB into the treatment of the assets of funds, the registrations of which were cancelled in the course of the cancellations project (‘deregistered funds’), including-
2 a. Assets allocated to ‘suspense accounts’ in Liberty’s books to which assets of deregistered pension funds were credited in the course of the cancellations project;
2 b. Corporate bonds which had been issued by Liberty to de-registered funds and liquidated pension funds but the proceeds of which were not paid to them before their registrations were cancelled;

3. All records forming part of Jonathan Mort’s reports including

3 a. each revised version or supplement to Jonathan Mort’s First Inspection Report, if any;

3 b. Each revised version and supplement to Jonathan Mort’s Second Inspection Report submitted by Jonathan Mort to the FSCA/FSB on or about 21 December 2016, as applicable;

3 c. Jonathan Mort’s Third Inspection Report submitted by Mort to the FSCA/FSB on or about 6 February 2017 and any revisions of or supplements to it;

3 d. Any other reports by Jonathan Mort, Ernst & Young and anyone else on the results of investigations into aspects of the Cancellations Project.